Glenn is a Senior Vice President at the New York Stock Exchange (NYSE) and manages the daily activities of the Financial Compliance Group, consisting of six CPAs and his administrative assistant.

Glenn reports directly to the Chief Executive Officer of NYSE Regulation, with additional periodic feedback on all financial compliance matters provided to the President and Co-Chief Operating Officer of the NYSE and the Executive Vice President of the NYSE’s Global Client Group. This reporting function is supplemented by a number of special reports that Glenn and his Financial Compliance staff prepare for analysis purposes. These reports assist Executive management in reviewing the overall quality of the NYSE’s listed company base as well as noticeable trends in the marketplace. Additionally, Glenn regularly presents at the scheduled meetings of the Committee for Review of the NYSE Regulatory Board. These presentations include both quarterly statistical reviews as well as testimony involving listed company delisting appeal hearings.

Glenn’s group is responsible on a global basis for the financial qualifications of all potential listing candidates that the various NYSE business development groups bring forth. This potential pool of candidates represents IPOs, international quotations, and other market transfers. Glenn and his group have contact with prospect company senior management and their various advisors (investment banking, legal and accounting) to resolve potential listing matters as they arise. Glenn works with the business development groups in assessing the NYSE’s listing standards to ensure that they remain reflective of the NYSE’s goal of listing only high quality and qualified prospects. Potential new listing standards are also periodically investigated as possible new products enter the marketplace.

The Financial Compliance group is entrusted with the maintenance of the NYSE’s list. This trust includes the monitoring of listed companies against the quantitative continued listing standards on a periodic basis. It also includes the qualitative review of the given daily news events that may affect a company. The Financial Compliance group works very closely with the NYSE’s Market Watch team in assessing these disclosures to help ensure that a fair and orderly market is provided. Glenn and his staff interact with a company’s senior management to properly assess these ongoing disclosures as well as potential compliance plans. The Financial Compliance group also maintains and reviews the appropriateness of the Exchange’s continued listing standards in order to maintain the overall quality of the listed company population. Glenn and his group lead the NYSE’s late filer initiatives by maintaining contact and monitoring companies in their reporting efforts. This contact includes substantive meetings with the senior executives of listed companies and their various forensic advisors. Glenn works with listed companies on their Sarbanes-Oxley related disclosures including extensive work on the internal control provisions of Section 404 of the legislation.

Glenn acts as an Exchange liaison with the various outside regulatory authorities such as the SEC’s OCIE, Market Regulation and Corporate Finance divisions, the GAO and OFHEO. In this role, he assists the NYSE Office of the General Counsel as well as the NYSE Government Affairs office in Washington D.C. in their response to inquiries that may arise from current events and the NYSE’s rule making procedures.

Additionally, Glenn assists the Regulatory group’s Chief Administrative Officer and Chief of Staff in their interactions with the Chief Executive Officer of NYSE Regulation.

Prior to joining the NYSE, Glenn spent 13 years at KPMG on Long Island, reaching the level of Senior Manager in the Audit practice. He worked in a variety of industries including cable television distribution and programming, health care services, software, manufacturing and distribution and not-for –profits.

Glenn is an active member of his community and is a member of the board of trustees of various not-for-profits on Long Island and New York City. Glenn has been an officer and member of the board of trustees at The Long Island Children’s Museum for over 10 years, most recently serving as Treasurer. Glenn had been the finance/stewardship committee chairperson at his parish, Holy Name of Jesus in Woodbury, from 1999 to 2006. Glenn has been a trustee and the advisory board chairperson of The School of The Blessed Sacrament in Manhattan from 1998 to 2006 and has served as a weekday lector at Our Lady of Victory on Wall Street. Additionally, Glenn is a member of the advisory board for the McGowan School of Business at his alma mater, King’s College, in Wilkes-Barre, Pa. and was recently named to the President’s Council at King’s. Previously, Glenn also assisted in certain advisory committee matters with WLIW 21. Glenn is recently married, has three daughters and owns a home in Huntington, New York.